World Energy Production, Population Growth,
And the Road to the Olduvai Gorge
Institute
on Energy and Man
As published in Population and
Environment, May-June 2001, v. 22, n. 5.
______________________________________________________________________________
The Olduvai theory is defined by
the ratio of world energy production and population. It states that the life
expectancy of Industrial Civilization is less than or equal to 100 years:
1930-2030. After more than a century of strong growth energy production per
capita peaked in 1979. The Olduvai theory explains the 1979 peak and the
subsequent decline. Moreover, it says that energy production per capita will
fall to its 1930 value by 2030, thus giving Industrial Civilization a lifetime
of less than or equal to 100 years. This analysis predicts that the collapse
will be strongly correlated with an 'epidemic' of permanent blackouts of
high-voltage electric power networks worldwide.
______________________________________________________________________________
KEY WORDS:
Olduvai theory; energy; population; industrial civilization; overshoot;
electricity; collapse.
_____________________________________________________________________________________________
This subject was presented to the Pardee Keynote Symposia, Geological Society of America, Summit 2000 in Reno, Nevada on November 13, 2000 more than two months before the rolling blackouts of electricity began in California.
Please send correspondence to Dr. Richard C. Duncan at Institute on Energy and Man; 5307 Ravenna Place NE, #1; Seattle, WA 98105.
Collapse, if and when it comes again,
will this time be global. No longer can any individual nation collapse. World
civilization will disintegrate as a whole. Competitors who evolve as peers
collapse in like manner. Joseph A. Tainter, 1988
INTRODUCTION
The Olduvai theory has been called unthinkable,
preposterous, absurd, dangerous, self-fulfilling, and self-defeating. I offer
it, however, as an inductive theory based on world energy and population data
and on what Ive seen during the past 30 years in some 50 nations on all
continents except Antarctica. It is also based on my experience in electrical
engineering, my interests in anthropology and archaeology, and a lifetime of
reading in various fields.
The Olduvai theory is a data-based schema that
states that the life expectancy of Industrial Civilization is less than or
equal to 100 years. We shall develop the theory from its early roots in Greek
philosophy down to respected scientists in the 20th century. This
time-line approach is important because (1) the theory has a long and
distinguished history, and (2) although it is easy to understand, it is
difficult (i.e. distressing) for most people to accept just as it was for me.
The Olduvai Gorge is a gentle picturesque valley
that extends east to west within the Serengeti National Park in northern
Tanzania. The Olduvai theory, however, deals neither with the layered geology
or the famous paleontology of the Olduvai Gorge. Nor is it prescriptive.
Rather, the theory simply attempts to explain the historic world energy
production (and use) and population data in terms of overshoot and collapse. I
chose the name "Olduvai" because (1) it is famous for the myriad
hominid fossils and stone tools discovered there, (2) I've been there, (3) its
long hollow sound is eerie and ominous, and (4) it is a good metaphor for the
'Stone Age way of life.' In fact, the Olduvai way of life was (and still is) a
sustainable way of life local, tribal, and solar and, for better or worse,
our ancestors practiced it for millions of years.
No doubt that the peak and decline of Industrial
Civilization, should it occur, will be due to a complex matrix of causes, such
as overpopulation, the depletion of nonrenewable resources, environmental
damage, pollution, soil erosion, global warming, newly emerging diseases, and
resource wars. That said, the Olduvai theory uses a single metric only, as
defined by "White's Law." But
now I foresee a calamitous "trigger event" the declining
reliability of electric power grids.
The Olduvai theory, of course, may be proved
wrong. But at the present time, it cannot be rejected by the historic world
energy production and population data.
Most of my industrial experience is in electric
power networks and the energy management systems (EMS) that control them.
Electricity is not a primary energy source, but rather an "energy carrier":
zero mass, travels near the speed of light, and, for all practical purposes, it
can't be stored in significant quantity. Moreover, electric power systems are
costly, complex, voracious of fuel, polluting, and require 24h-7d-52w
operations and maintenance. Another problem is that electricity is taken for
granted. Just flip the switch and things happen. In short: Electricity is the
quintessence of the 'modern way of life,' but the electric power systems
themselves are demanding, dangerous, delicate, and vulnerable. All this
suggests that permanent blackouts will be strongly correlated with the collapse
of Industrial Civilization the so-named 'Olduvai cliff,' discussed later.
The original discussion of these ideas was
presented at the 2000 annual meeting of the Geological Society of America, and
was accompanied by a slide show titled "The Olduvai Theory: An Illustrated
Guide" (see Duncan, 2000c). This paper, however, contains the full
discussion and technical details of my GSA presentation.
Definitions
Oil (O) means crude
oil and natural gas liquids. 'Energy' (E) means the primary sources of energy specifically crude oil, natural gas,
coal, and nuclear and hydroelectric power. 'Pop' means world population. 'τ'
means oil production per capita. 'κ' means energy production per capita. G
means billion (109). b means barrels of oil. 'boe' means barrels
of oil equivalent (energy content, not quality). 'J' means joule. 'C3'
refers to the three cybernetic functions: communication, computation, and
control. 'Industrial Civilization' and 'Electrical Civilization', as we shall
see, mean the same thing.
Industrial Civilization is shown as a pulse-shaped
curve of world average energy-use per capita (κ). The 'life expectancy' (i.e.
'duration') of Industrial Civilization is defined as the time (in years)
between the upside point when κ reaches 30% of its peak value and the
corresponding downside point when κ falls to the same value (Figure 4). The new
twist is that the Olduvai theory now focuses on the mounting problems with the
high-voltage electric power networks worldwide.
Civilization
and Ready Kilowatt
Although the fossil fuels are still very
important, electricity is the indispensable end-use
energy for Industrial Civilization. To determine its importance, it is
essential to distinguish between the primary energy 'consumed' to generate
electricity versus the primary energy
consumed for all other (i.e. non-electric) end-uses, such as transportation and
space heating. Consider the following. I estimate that 42% of the world's
primary energy in 1999 was consumed to generate electricity. This compares to
oil's contribution to all non-electric end-uses of 39%; natural gas'
contribution of 18%; and coal's contribution of a mere 1%. Moreover: When energy quality is accounted for, then
the importance of electricity becomes very, VERY clear. For example, if you
want to heat your room, then 1 joule (J) of natural gas is 'equal' to 1 J of
electricity. However, if you want to power up your computer, then 1 J of
electricity is 'equal' to 3 J of natural gas! Further, without the crucial C3
functions communication, computation, and control Industrial Civilization
itself is crippled. So if you're going to worry about energy, then don't lose
sleep over oil, gas, and coal. Worry
about the electric switch on the wall!
Other factors remaining constant,
culture evolves as the amount of energy harnessed per capita per year is
increased, or as the efficiency of the instrumental means of putting the energy
to work is increased.
We may now sketch the history of cultural development
from this standpoint. Leslie White, "White's Law," 1949
Oil, natural gas and coal in 1999 accounted for
89.8 % of the world's primary energy consumption, and nuclear and hydropower
for 10.2 % as follows: oil 40.6 %, gas 24.2 %, coal 25.0 %, nuclear 7.6 %, and
hydro 2.7 %. With these percentages in mind, I assume that the peak of world
oil production and the OPEC/non-OPEC crossover point will be important events
in the Olduvai theory.
Oil is liquid and portable, and has high energy
density. It is the major primary
source of energy for Industrial Civilization. (Remember however, oil is not the
most important end-use source of
energy, discussed later.) A colleague (Walter Youngquist) and I have developed
a new method of modeling and simulation and then used it to make a series of
five forecasts of world oil production a new forecast every year. Figure 1
shows the main results of the most recent forecast, i.e. Forecast #5 (Duncan,
2000b).

Notes: (1) World oil production is forecast to peak in 2006. (2) The OPEC/non-OPEC crossover event occurs in 2008. (3) The OPEC nations' rate of oil production from 1985 to 1999 increased by 9.4 times that of the non-OPEC nations.
Figure 1 shows the historic world oil production
data from 1960 to 1999 and my forecasts from 2000 to 2040. Note that the
overall growth rate of oil production slowed from 1960 to 1999 (curve 1). In
detail: The average rate of growth from 1960 to 1973 was a whopping 6.65
%/year. Next, from 1973 to 1979 growth slowed to 1.49 %/year. Then, from 1979
to 1999, it slowed yet further to a glacial 0.75 %/year. Moving beyond the
historic period, Forecast #5 predicts that world oil production will reach its
all-time peak in 2006. Then from its peak in 2006 to year 2040 world oil
production will fall by 59.0 % an average decline of 2.5 %/year during these
34 years.
The OPEC/non-OPEC crossover event is predicted to
occur in 2008 (Figure 1, curves 2 & 3). This event will divide the world
into two camps: one with surplus oil, the other with none. Forecast #5 presents
the following scenario. (1) Beginning in 2008 the 11 OPEC nations will produce
more than 50% of the world's oil. (2) Thereafter OPEC will control nearly 100%
of the worlds oil exports. (3) BP (2000) puts OPEC's "proved
reserves" at 77.6% of the world total. (4) OPEC production from 1985 to 1999
grew at a strong average rate of 3.46 %/year. In contrast, non-OPEC production
grew at sluggish 0.37 %/year during this same 14-year period.
The oil forecasting models, the application
program to run them, and a User's Guide are all available free on the Internet
(see Duncan, 2000a).
The peak of world oil production (2006) and the
OPEC/non-OPEC crossover event (2008) are important to the 'Olduvai schema',
discussed later. But first let us look at the ratio of world oil production and
world population. Figure 2 shows the historic data.
Figure
2. World Average Oil Production per Capita: 1920-1999

Notes: (1) World average oil
production per capita (τ) grew exponentially from 1920 to 1973. (2) Next, the
average growth rate was near zero from 1973 to the all-time peak in 1979. (3)
Then from its peak in 1979 to 1999, τ decreased strongly by an average of 1.20
%/year. (4) Typical response: "You've
gotta be kidding!" (5) The little cartoons emphasize that oil is by
far the major primary source of
energy for transportation.
Figure 2 shows the world average oil production
per capita from 1920 to 1999. The curve represents the ratio of world oil
production (O) and world population (Pop): i.e. τ = O/(Pop) in barrels per
capita per year (i.e. b/c/year). Note well that τ grew exponentially from 1920
to 1973. Next, growth was negligible from 1973 to the all-time peak in 1979.
Finally, from its peak in 1979 to 1999, τ decreased at an average rate of 1.20
%/year (i.e., from 5.50 b/c in 1979 to 4.32 b/c in 1999).
The 1979 peak and decline of world oil production
per capita can be viewed on the Internet on page 11 of BP (2000). Not to be
missed.
Bottom
Line
Although world oil production (O) from 1979 to
1999 increased at an average rate of 0.75 %/year (Figure 1), world population
(Pop) grew even faster. Thus world oil production per capita (τ) declined at an
average rate of 1.20 %/year during the 20 years from 1979 to 1999 (Figure 2).
The main goals in this study, as was stated, are
to describe, discuss, and test the Olduvai theory of Industrial Civilization
against historic data. Applying White's Law, our metric (i.e. indicator) is the
ratio of world total energy production (E) and world population (Pop): i.e., κ
= E/(Pop). Figure 3 shows κ during the historic period.

Notes: (1) World average energy
production per capita (κ) grew significantly from 1920 to its all-time peak in
1979. (2) Then from its peak in 1979 to 1999, κ declined at an average rate of
0.33 %/year. This downward trend is the "Olduvai slope", discussed
later. (3) The tiny cartoons emphasize that the delivery of electricity to end-users is the sin quo non of the 'modern way of life'.
Not hydrocarbons.
Observe the variability of κ in Figure 3. In
detail: From 1920 to 1945 κ grew moderately at an average of 0.69 %/year. Then
from 1945 to 1973 it grew at the torrid pace of 3.45 %/year. Next, from 1973 to
the all-time peak in 1979, growth slowed to 0.64 %/year. But then suddenly
and for the first time in history κ began a long-term decline extending from
1979 to 1999. This 20-year period is named the "Olduvai slope," the
first of the three downside intervals in the "Olduvai schema."
Bottom
Line
Although world energy production (E) from 1979 to
1999 increased at an average rate of 1.34 %/year, world population (Pop) grew
even faster. Thus world energy production per capita (κ) declined at an average
rate of 0.33 %/year during these same 20 years (Figure 3). See White's Law, top
of this section.
Acknowledgments:
As far as I know, credit goes to
Robert Romer (1985) for being first to publish the peak-period data for world
energy production per capita (κ) from 1900 to 1983. He put the peak
(correctly!) in 1979, followed by a sharp decline through 1983, the last year
of his data. Credit is also due to John Gibbons, et al. (1989) for publishing a
graph of κ from 1950 to 1985. Gibbons, et al. put the peak in 1973. But
curiously, neither of the above studies made any mention whatever about the
importance of the peak and decline of world energy production per capita.
The 1979 peak and decline of world energy
production per capita (κ) can be viewed on the Internet on page 40 of BP
(2000).
EVOLUTION OF AN IDEA
And what a glorious society we would
have if men and women would regulate their affairs, as do the millions of cells
in the developing embryo. Hans Spemann, 1938
The seeds of the Olduvai theory were sowed long
ago. The following items are a time-line sampling of the history of this
important and vexing idea.
The Greek lyric poet Pindar (c. 522-438 BCE)
wrote, "What course after nightfall? Has destiny written that we must run
to the end?" (See Eiseley, 1970.)
Roman church father Quintus Tertullian (c. 160-230
CE) observed that suffering and misery can act as a negative feedback to
population growth. "The strongest witness is the vast population of the
earth to which we are a burden and she scarcely can provide for our needs; as
our demands grow greater, our complaints against nature's inadequacy are heard
by all. The scourges of pestilence, famine, wars, and earthquakes have come to
be regarded as a blessing to overcrowded nations, since they serve to prune
away the luxuriant growth of the human race." (See Hardin, 1993.)
Arabic scholar Ibn Khaldun (1332-1406) regarded
"group solidarity" as the primary requisite for civilization.
"Civilization needs the tribal values to survive, but these very same
values are destroyed by civilization. Specifically, urban civilization destroys
tribal values with the luxuries that weaken kinship and community ties and with
the artificial wants for new types of cuisine, new fashions in clothing, larger
homes, and other novelties of urban life." (See Weatherford, 1994.)
Joseph Granvill in 1665 observed that, although
energy-using machines made life easier, they also made it more dependent.
"For example, if artificial demands are stimulated, than resources must be
consumed at an ever-increasing pace." (See Eiseley, 1970.)
But, as far as I know, it was the American
adventurer and writer Washington Irving (1783-1859) who was first to realize
that civilization could quickly
collapse.
Nations
are fast losing their nationality. The great and increasing intercourse, the
exchange of fashions and uniformity of opinions by the diffusion of literature
are fast destroying those peculiarities that formerly prevailed. We shall in
time grow to be very much one people, unless a return to barbarism throws us
again into chaos. (Irving, 1822)
The first statement that I've found that
Industrial Civilization is likely to
collapse into a primitive mode came from the mathematical biologist Alfred
Lotka.
The
human species
has swiftly and radically changed its character during the
epoch in which our life has been laid. In this sense we are far removed from
equilibrium ... [This] implies that a period of adjustment to equilibrium
conditions lies before us, and he would be an extreme optimist to expect that
such adjustment can be reached without labor and travail.
While such sudden
decline [in population]
might appear as in accord with the eternal equities
Our descendants
will see poor compensation for their ills in the fact that we
lived in abundance and luxury. (Lotka, 1925)
Polymath Norbert Wiener (1894-1964) wrote in 1950
that the best we can hope for the role of progress is that "our attempts
to progress in the face of overwhelming necessity may have the purging terror
of Greek tragedy."
[America's]
resources seemed inexhaustible [in 1500]
However, the existence of the new
lands encouraged an attitude not unlike that of Alice's Mad Tea party.
As
time passed, the tea table of the Americas had proved not to be inexhaustible
What many of us fail to realize is that the last four hundred years are a
highly special period in the history of the world.
This is partly the result
of increased communication, but also of an increased mastery of nature that
may prove in the long run to be an increased slavery to nature. (Wiener, 1950)
Sir Charles Galton Darwin wrote in 1953:
The
fifth revolution will come when we have spent the stores of coal and oil that
have been accumulating in the earth during hundreds of millions of years.
It
is obvious that there will be a very great difference in ways of life.
Whether a convenient substitute for the present fuels are found or not,
there
will have to be a great change in ways of life. This change may justly be
called a revolution
in that there is no likelihood of its leading to
increases of population, but even perhaps to the reverse. (C. G. Darwin, 1953)
Sir Fred Hoyle in 1964 put it bluntly:
We have
or soon will have, exhausted the necessary physical prerequisites [necessary
for maintaining a high-level civilization] so far as this planet is concerned.
With coal gone, oil gone, high-grade metallic ores gone, no species however
competent can make the long climb from primitive conditions to high-level
technology. This is a one-shot affair. If we fail, this planetary system fails
so far as intelligence is concerned. The same will be true of other planetary
systems. On each of them there will be one chance, and one chance only. (Hoyle,
1964)
American biologist and writer Garrett Hardin in
1968 eloquently explained the human 'problematique' in terms of the unmanaged commons i.e. the earth's
atmosphere, pasturelands, forests, waters, and the human population. "Ruin
is the destination toward which all men rush, each pursuing his own best
interest in a [crowded] society that believes in the freedom of the commons.
Freedom of the commons brings ruin to all." (Hardin, 1968)
WORLD MODELS, ETC.
Perhaps the most widespread evil is
the Western view of man and nature. Among us, it is widely believed that man is
apart from nature, superior to it; indeed, evolution is a process to create man
and seat him on the apex of the cosmic pinnacle. He views the earth as a
treasury that he can plunder at will. And, indeed, the behavior of Western
people, notably since the advent of the Industrial Revolution, gives
incontrovertible evidence to support this assertion. Ian McHarg, 1971
Jay Forrester of MIT in 1970 built a world model
"to understand the options available to mankind as societies enter the
transition from growth to equilibrium."
What
happens when growth approaches fixed limits and is forced to give way to some
form of equilibrium? Are there choices before us that lead to alternative world
futures?
Exponential growth does not continue forever. Growth of population
and industrialization will stop. If man does not take conscious action to limit
population and capital investment, the forces inherent in the natural and
social system will rise high enough to limit growth. The question is only a
matter of when and how growth will cease, not whether it will cease.
(Forrester, 1971)
The basic behavior of Forrester's world model was
overshoot and collapse. It projected that the material standard of living (MSL)
would peak in 1990 and then decline through the year 2100. Moreover, measured
by the MSL (i.e. the leading and lagging 30% points), the life expectancy of
Industrial Civilization was about 210 years. (See Forrester, 1971, Figure 4-2.)
He used the world model to search for social (i.e. cultural, "conscious
action") policies for making the transition to sustainability.
In our
social systems, there are no utopias. No sustainable modes of behavior are free
of pressures and stresses.
But to develop the more promising modes will
require restraint and dedication to a long-range future that man may not be
capable of sustaining. Our greatest challenge now is how to handle the
transition from growth into equilibrium. The industrial societies have behind
them long traditions that have encouraged and rewarded growth. The folklore and
the success stories praise growth and expansion. But that is not the path of
the future. (ibid., 1971)
The modeled world system indicated that
sustainability could be achieved only when the following five social policies
were applied together in 1970:
·
Natural-resource-usage-rate reduced 75%
·
Pollution generation reduced 50%
·
Capital-investment generation reduced 40%
·
Food production reduced 20%
·
Birth rate reduced 30%
Critics (mostly economists) argued that such
policies were e.g. "unrealistic" and "utopian." Fortunately,
the project team was just then completing a two-year study using the more
comprehensive 'World3' model. They too searched for social policies that might
achieve sustainability in the world system. However, the World3 'reference run'
(like Forrester's in 1971) also projected overshoot and collapse of the world
system.
This is the World3 reference run,
. Both
population POP and industrial output per capita IOPC grow beyond sustainable levels and subsequently decline. The cause
of their decline is traceable to the depletion of nonrenewable resources. (Meadows,
et al., 1972, Figure 35)
The World3 'reference run' (1972, above) projected
that the industrial output per capita (IOPC) would reach its all-time peak in
2013 and then would steeply decline through 2100. Moreover, the duration of
Industrial Civilization (as measured by the leading and lagging IOPC 30%
points) came out to be about 105 years.
I first presented the Olduvai theory more than 11
years ago at a meeting of the American Society of Engineering Educators in
Binghamton, New York, as follows:
·
The broad sweep of human history can be divided into
three phases.
·
The first, or pre-industrial phase was a very long period
of equilibrium when simple tools and weak machines limited economic growth.
·
The second, or industrial phase was a very short period
of non-equilibrium that ignited with explosive force when powerful new machines
temporarily lifted all limits to growth.
·
The third, or de-industrial phase lies immediately ahead
during which time the industrial economies will decline toward a new period of
equilibrium, limited by the exhaustion of nonrenewable resources and continuing
deterioration of the natural environment. (Duncan, 1989)
In 1992, twenty years after the first World3
study, the team members re-calibrated the model with the latest data and used
it to help "envision a sustainable future." But
All
that World3 has told us so far is that the model system, and by implication the
"real world" system, has a strong tendency to overshoot and collapse.
In fact, in the thousands of model runs we have tried over the years, overshoot
and collapse has been by far the most frequent outcome. (Meadows, et al., 1992)
The updated World3 'reference run', in fact, gave
almost exactly the same results as it did in the first study in 1972! For
example: Industrial output per capita (IOPC) reached its all-time peak in 2014
(v. 2013 previously) and the duration of Industrial Civilization came out to be
102 years (v. 105 years previously).
Australian writer Reg Morrison likewise foresees
that overshoot and collapse is where humanity is headed. In his scenario (i.e.
no formal model), the world population rises to about 7.0 billion in the 2036.
Thence it plunges to 3.2 billion in 2090 an average loss of 71.4 million
people per year (i.e. deaths minus births) during 54 years.
Given
the current shape of the human population graph, those indicators also spell
out a much larger and, from our point of view, more ominous message: the human
plague cycle is right on track for a demographically normal climax and
collapse. Not only have our genes managed to conceal from us that we are
entirely typical mammals and therefore vulnerable to all of evolution's
customary checks and balances, but also they have contrived to lock us so
securely into the plague cycle that they seem almost to have been crafted for
that purpose. Gaia is running like a Swiss watch. (Morrison, 1999)
The foregoing discussions show that many respected
professionals have reached conclusions that are consistent with the Olduvai
theory, to which we now turn.
THE OLDUVAI THEORY: 1930-2030
The earth's immune system, so to
speak, has recognized the presence of the human species and is starting to kick
in. The earth is attempting to rid itself of an infection by the human
parasite. Richard Preston, 1994
The Olduvai theory, to review, states that the
life expectancy of Industrial Civilization is less than or equal to one hundred
years, as measured by the world average energy production (use) per person: κ =
E/(Pop). The mathematical details are given in Duncan, 1993. The theory is
based on two postulates. (1) The world is a closed system [i.e. energy exchange
is OK, but not mass]. (2) The system tends to equilibrium by negative feedback
[see Meadows, Morrison and Preston above]. Taken separately, these postulates
are bland, but taken together the consequences are daunting.
Industrial Civilization, defined herein, began in
1930 and is predicted to end on or before the year 2030. The main goals for
this section are threefold: (1) to discuss the Olduvai theory from 1930 to
2030, (2) to identify the important energy events during this time, and (3) to
stress that Industrial Civilization = Electrical Civilization = the 'modern way
of life.' Figure 4 depicts the Olduvai theory.

Notes: (1) 1930 => Industrial
Civilization began when (κ) reached 30% of its peak value. (2) 1979 => κ
reached its peak value of 11.15 boe/c. (3) 1999 => The end of cheap energy.
(4) 2000 => Start of the "Jerusalem Jihad." (5) 2006 =>
Predicted peak of world oil production (Figure 1, this paper). (6) 2008 =>
The OPEC crossover event (Figure 1). (7) 2012 => Permanent blackouts occur worldwide.
(8) 2030 => Industrial Civilization ends when κ falls to its 1930 value. (9)
Observe that there are three intervals of decline in the Olduvai schema: slope,
slide and cliff each steeper than the previous. (10) The small cartoons
stress that electricity is the essential end-use
energy for Industrial Civilization.
Figure 4 shows the complete Olduvai curve from
1930 to 2030. Historic data appear from 1930 to 1999 and hypothetical values
from 2000 to 2030. These 100 years are labeled "Industrial
Civilization." The curve and the events together constitute the
"Olduvai schema." Observe that the overall curve has a pulse-like
waveform namely overshoot and collapse. Eight key energy events define the
Olduvai schema.
Eight
Events
The 1st event in 1930 (see Note 1,
Figure 4) marks the beginning of Industrial Civilization when κ reached 3.32
boe/c. This is the "leading 30% point," a standard way to define the
duration of a pulse. The 2nd event in 1979 (Note 2) marks the
all-time peak of world energy production per capita and the beginning of the
Olduvai 'slope.' The 3rd event in 1999 (Note 3) marks the end of
cheap energy. The 4th event in 2000 (Note 4) marks the eruption of
violence in the Middle East i.e. the "Jerusalem Jihad." Observe
that world energy use per capita (κ) declined at an average of 0.33 %/year
during the 21 'slope' years from 1979 to 2000.
Next in Figure 4 comes the forecasted intervals in
the Olduvai schema. The escalating violence in 2001 in the Middle East signals
the beginning of the Olduvai 'slide'. The 5th event in 2006 (Note 5)
marks the all-time peak of world oil production (see Figure 1, this paper). The
6th event in 2008 (Note 6) marks the OPEC crossover event when the
11 OPEC nations produce 51% of the world's oil and control nearly 100% of the
world's oil exports (Figure 1). The year 2012 marks the end of the Olduvai
'slide,' wherein κ declines at 0.67 %/year from 2000 to 2012.
The 'cliff' is the third and final interval in the
Olduvai schema. It begins with the 7th event in 2012 (Note 7) when
an epidemic of permanent blackouts spreads worldwide, i.e. first there are
waves of brownouts and temporary blackouts, then finally the electric power
networks themselves expire. This is the so-named Olduvai "trigger
event" when all the vital C3 functions die. The 8th
event in 2030 (Note 8, Figure 4) marks the fall of world energy production
(use) per capita to the 1930 level. This is the lagging 30% point at which time
Industrial Civilization has become history. The average rate of decline of κ is
5.44 %/year during the 18 'cliff' years from 2012 to 2030.
"The moving hand doth write, and then moves
on." Decreasing electric reliability is now.
The
power shortages in California and elsewhere are the product of the nation's
long economic boom, the increasing use of energy-guzzling computer devices,
population growth and a slowdown in new power-plant construction amid the
deregulation of the utility market. As the shortages threaten to spread
eastward over the next few years, more Americans may face a tradeoff they would
rather not make in the long-running conflict between energy and the
environment: whether to build more power plants or to contend with the economic
headaches and inconveniences of inadequate power supplies. (Carlton, 2000)
The
electricity business has also run out of almost all-existing generating
capacity, whether this capacity is a coal-fired plant, a nuclear plant or a
dam. The electricity business has already responded to this shortage. Orders
for a massive number of natural gas-fired plants have already been placed. But
these new gas plants require an unbelievable amount of natural gas. This
immediate need for so much incremental supply is simply not there. (Simmons,
2000)
As I have emphasized, electricity is crucial to
Industrial Civilization, i.e. the 'modern way of life.' Consider the following:
In 1999, about 42% of the world's primary
sources of energy were used to 'generate' electricity. However, the overall
process of transforming thermal energy into electricity and then distributing
it to the customers is only about 33% efficient (i.e. 67% of the primary energy
is 'wasted'). Next there is the matter of how the customers themselves use the
electricity. For instance: About 85% of the electricity goes for space heating,
electric lighting, and mechanical motion (i.e. 'shaft power') functions that
could actually be powered directly by the hydrocarbon fuels. (Just imagine the
steam-powered and gas-and-kerosene-lit cities such as New York, London, and
Paris before Thomas Edison.) But now comes the crux of the matter. It is the
functions powered by the remaining 15% of the electricity that (1) do require electricity, and (2) are vital to the 'modern way of life':
namely communication, computation, and control i.e. the C3
functions. And the power for the C3
functions can't be unbundled! If the grids are lost, then Industrial
Civilization is paralyzed no industry, no commerce, no jobs, no food.
Industrial Civilization, as it were, is living at the mercy of C3
life-support.
Example
The world 'consumed' a total of 3.6 x 1020
joules (J) of primary energy in 1999 (BP, 2000). For convenience, let's call
this 100% of the primary energy consumed that year. Of this, a huge 42% of the
primary energy was used to generate and distribute electricity. But that
process is only 33% efficient. Thus only 13.9% of the world's primary energy
(i.e. 0.33 * 0.42 = 13.9%) was actually (transformed to and) consumed as
electricity. Further, the C3 functions used just 15% of the total
electricity consumed. This means that all of Industrial Civilization is, so to
say, hanging by the unraveling thread of electric power production and
distribution. Bottom Line: Even
though the crucial C3 functions required only 15% of the electricity
distributed by the electric grids, 42% of the world's primary energy had to be consumed to keep the grids energized.
Otherwise, Industrial Civilization would have been paralyzed instantly.
With apologies to George Orwell and the 2nd
Law of Thermodynamics All joules (J) of energy are equal, but some joules are
more equal than others.
Au
Courant King Kilowatt!
Question
Where will the Olduvai die-off occur? Response: Everywhere. But large cities,
of course, will be the most dangerous places to reside when the electric grids permanently
fail. There are millions of people densely packed in high-rise buildings,
surrounded by acres-and-acres of blacktop and concrete: no electricity, no
work, and no food. Thus the urban areas will rapidly depopulate when the
electric grids die. In fact the danger zones are already mapped out. (See
Living Earth, 1996, available on the Internet.) Specifically: The big cities
stand out as bright yellow-orange dots on NASA's satellite mosaics (i.e.
pictures) of the earth at night. These planetary lights blare out
"Beware," "Warning," and "Danger." The likes of
Los Angeles and Chicago and Baltimore-to-Boston, London and Paris and
Brussels-to-Berlin, Bombay and Hong Kong and Osaka-to-Tokyo are all
unsustainable hot spots.
SUMMARY AND CONCLUSIONS
The theory of civilization is traced from Greek
philosophy in about 500 BCE to a host of respected scientists in the 20th
century. For example: The 'reference runs' of two world simulation models in
the 1970s put the life expectancy of civilization between about 100 and 200
years. The Olduvai theory is specifically defined as the ratio of world energy
production and world population. It states that the life expectancy of
Industrial Civilization is less than or equal to 100 years: from 1930 to 2030.
The theory is tested against historic data from 1920 to 1999.
Although all primary sources of energy are
important, the Olduvai theory identifies electricity as the quintessential
end-use energy of Industrial Civilization. World energy production per capita
increased strongly from 1945 to its all-time peak in 1979. Then from 1979 to
1999 for the first time in history it decreased from 1979 to 1999 at a rate
of 0.33 %/year (the Olduvai 'slope,' Figure 4). Next from 2000 to 2012,
according to the Olduvai schema, world energy production per capita will
decrease by about 0.70 %/year (the 'slide,' Figure 4). Then around year 2012
there will be a rash of permanent electrical blackouts worldwide.
Consequently the vital C3 functions communication, computation,
and control will be lost. This, in turn, will cause energy production per
capita by 2030 to fall to 3.32 boe/year, the same value it had in 1930. The
rate of decline from 2012 to 2030 is 5.44 %/year (the 'cliff,' Figure 4).
Hence, by definition, the duration of Industrial Civilization is less than or
equal to 100 years.
The Olduvai 'slide' from 2000 to 2012 (Figure 4)
may resemble the "Great Depression" of 1929 to 1939: unemployment,
breadlines, and homelessness. As for the Olduvai 'cliff' from 2012 to 2030 I
know of no precedent in human history.
A keen question is posed: "Why are you
confident about the Olduvai theory?" My response: "Because Mother
Nature then solves for us the (apparently) insuperable problem of the Tragedy
of the Unmanaged Commons, which the human race seems either incapable or
unwilling to solve for itself."
Governments have lost respect. World organizations
are ineffective. Neo-tribalism is rampant. The population is over six billion
and counting. Global warming and emerging diseases are headlines. The
reliability of electric power networks is falling. And the instant the power
goes out, you are back in the Dark Age.
If God made the Earth for human habitation, then
He made it for the Stone Age mode of habitation. The Olduvai theory is
thinkable.
ACKNOWLEDGEMENTS
I am grateful to Steven Gillett for the invitation
to present these ideas at the Pardee Keynote Symposia, Geological Society of
America, Summit 2000 in Reno, Nevada on November 13, 2000. My gratitude extends
to A. M. Samsam Bakhtiari, David Ehrenfeld, and David Pimentel for their
constructive reviews. During the formative years of my investigations, Harrison
H. Schmitt politely entertained this unconventional theory in 1979 at his
Senate office in Albuquerque, New Mexico. I am indebted to Walter Youngquist
for sharing his knowledge and judgement (over many years) not to mention his
restorative support and good humor (as needed).
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